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The Threat of Near-Earth Asteroids, October 2002

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Hearings on the threat of near-Earth asteroids (NEAs) before the Subcommittee on Space and Aeronautics, House Committee on Science, October 3, 2002. Testimony on the likelihood and effects of asteroid impacts, focusing on the next steps to be taken beyond the current Spaceguard Survey of NEAs with diameters larger than 1 km. The following information is posted: (1) Press Release describing the hearings; (2) Background prepared by the Science Committee Staff; (3) Statement by witness David Morrison; (4) Statement by witness Edward Weiler; (5) Statement by witness Joseph Burns; (6) Statement by witness Brian Marsden; and (7) Statement by witness Pete Worden.


(1) PRESS RELEASE ON NEO HEARINGS

Committee on Science
U.S. House of Representatives
Sherwood Boehlert, Chairman
Ralph M. Hall, Ranking Democrat

October 3, 2002

Earth Playing Cosmic Roulette with Asteroids

WASHINGTON, D.C. -- Scientists are making progress in cataloguing and tracking large near-earth objects (NEOs), but a serious threat still remains from smaller objects, an expert panel told the Space and Aeronautics Subcommittee today.

These smaller asteroids (200-500 meters wide) could potentially demolish a city with a direct hit or cause a tsunami capable of wiping out entire coastal areas if they land in the ocean. NASA has catalogued nearly 50 percent of asteroids 1 kilometer wide and larger. Astronomers estimate that between 900 and 1300 of the larger asteroids exist while there could be as many as 50,000 in the smaller range.

Subcommittee Chairman Dana Rohrabacher (R-CA) stated, "The threat posed by incoming asteroids and comets is a serious, potentially life-threatening topic. Given the number of near-earth objects in space, it is a matter of time before we are faced with an event unparalleled in human history. I hope that my legislation, H.R. 5303 [http://www.house.gov/science/press/107/107-286.htm], passed by the House on Tuesday will strengthen existing government capabilities for tracking natural space objects by encouraging private citizens to observe asteroids and comets."

Subcommittee Ranking Member Bart Gordon (D-TN) added, "NASA's Mission Statement says that part of its mission is '... to protect our home planet.' I hope NASA will heed the message of today's hearing and work with other agencies of the U.S. government to craft a timely, cost-effective plan to detect and catalog as many as possible of the Near-Earth asteroids and comets that could potentially threaten our population. We cannot afford to be complacent."

Dr. David Morrison, senior scientist at the NASA Ames Research Center, discussed NASA's goals and accomplishments in monitoring NEOs through the "Spaceguard" program. Morrison noted that Spaceguard was halfway to its goal and he expected that by 2008 NASA will have 90 percent of large, kilometer-sized threatening asteroids catalogued. Morrison added, "Our objective should be to find a large impactor far in advance, and thus provide decision-makers with options for dealing with the threat and defending our planet from cosmic catastrophe."

NEOs also pose a serious concern for the military, Brigadier General Simon P. Worden testified. Worden told of an asteroid that entered the atmosphere and exploded above the Mediterranean during last year's India-Pakistan conflict. U.S. satellites detected an energy release and shockwave comparable to the Hiroshima bomb, and Worden explained that had the event taken place at the same latitude two hours earlier and mistaken for a nuclear detonation it could have had devastating consequences. Worden added, "I believe there is considerable synergy between national security requirements related to man-made satellites and global security requirements related to NEO impacts."

Witnesses also debated the merits of continuing the cataloging effort on smaller NEOs once the Spaceguard program is completed. Dr. Brian Marsden, Director of the Minor Planet Center of the Smithsonian Astrophysical Observatory, testified that handling the large amount of data from surveys of smaller NEOs would be a challenging, but feasible, task. Dr. Joseph Burns, a member of the Solar System Exploration Survey Committee of the National Research Council, testified that NASA should partner with the National Science Foundation to build and operate a large ground-based survey telescope because of NSF's expertise in ground based astronomy and NASA's traditional support of ground-based solar system observations that support space missions.

Dr. Ed Weiler, NASA Associate Administrator for Space Science, disagreed saying, "I feel that it is premature to consider an extension of our current national program to include a complete search for smaller-sized NEOs." He also noted that NASA did not feel the agency "should play a role in any follow-on search and cataloging effort unless that effort needs to be specifically space-based in nature."

Rep. Anthony Weiner (D-NY) said, "For too long we've assumed that the worst asteroid risk would come from Hollywood -- in the form of a sequel to flops like Deep Impact or Armageddon. But the threat posed by Near Earth Objects is real, and if we can plow $100 million into a summer flick, we can certainly give NASA the means to make us safer from real life blockbusters."

Witness testimony and an archived web cast of the proceedings can be found at http://www.house.gov/science/


(2) BACKGROUND FOR HEARING FROM COMMITTEE STAFF

The Threat of Near-Earth Asteroids

Thursday, October 3, 2002 10:00 a.m. 2318 Rayburn House Office Building

1. Purpose of Hearing

On Thursday, October 3, 2002, at 10:00 a.m. in room 2318 of the Rayburn House Office Building, the Subcommittee on Space and Aeronautics will hold a hearing on the threat of Near-Earth Asteroids. The hearing will examine the status of the current national survey of asteroids and comets known as Near-Earth Objects ("NEOs"), the threat of a NEO impact, future goals for the survey, and the national policy regarding NEOs .

Asteroids and comets with orbital distances from the sun similar to Earth's are designated as NEOs. While many of these pose no threat of collision with the Earth, a subset known as "Earth-crossing asteroids" (ECAs) and "potentially hazardous asteroids" (PHAs) have orbits with the potential for a close encounter or collision with the Earth. The Earth is bombarded by small meteorites every day, but most of these objects are less than 50 meters in size and burn up in the atmosphere. Larger objects impact the Earth less frequently but can cause enormous damage depending on their size, as described in Figure 1. For example, scientists now generally believe that the mass extinction at the end of the Cretaceous period, which included dinosaur extinction, was the result of climate and ecosystem disruption from a massive asteroid impact off the Yucatan peninsula. The fossil record includes a layer of extra-terrestrial material, churned up and distributed by the impact around the globe, at exactly this time-period. More recently, the asteroid impact of 1908 in Tunguska, Siberia flattened 2000 square kilometers of forest with an impact energy 1,000 times that of the Hiroshima atomic bomb. Thus the potential for disaster by an asteroid impact has already been demonstrated in our planet's history.

The threat of hazardous Near-Earth Objects has gained greater attention in the public and press recently, in part as a response to several close encounters with asteroids discovered by the current national survey for such objects. Currently NASA is surveying large NEOs with a goal of finding and cataloging 90 percent of objects larger than one kilometer by 2008. Over 600 of these large objects have already been found (Figure 2). In addition to examining the status and results of this survey and the NEO threat, this hearing will explore the question of next steps beyond this survey goal, including the costs, benefits, and technical challenges of extending the survey to include smaller, yet still potentially very hazardous, objects. Agency roles, interagency cooperation, and the possibilities for international contributions to the NEO survey effort will be discussed.

In particular, the important role of amateur astronomers in the NEO survey and tracking effort will be highlighted. Amateur astronomers are responsible for much of the important tracking of NEOs after they are discovered. Earlier this year, Rep. Dana Rohrabacher (R-CA) introduced the "Pete Conrad" bill, H.R. 5303. This bill would establish awards for U.S. amateur astronomers who contribute the most toward the discovery and tracking of Near-Earth Asteroids.

2. Major Issues

Status of the Current U.S. Survey for Near-Earth Objects. At the request of Congress in 1994, NASA initiated a plan to locate all NEOs larger than one kilometer in diameter. The resulting strategy, known as the "Spaceguard" goal, is to discover and catalog 90 percent of these large objects by 2008. The Near-Earth Object Program Office at the NASA Jet Propulsion Laboratory was established in 1998 to coordinate NASA efforts to discover and track these potentially hazardous NEOs. Congress recently provided $3.5 M in FY2001 and an additional $3.5 M in FY2002 for NASA's NEO survey activities. The status of the survey and likelihood of reaching the Spaceguard goal will be addressed in the hearing. Other related questions include: What survey projects are currently funded by NASA? What contributions do Air Force telescopes make to NEO survey projects?

Amateur Astronomer Contributions. Amateur astronomers play an important role in NEO monitoring. While their equipment is generally not suitable for the discovery of many new objects, these astronomers are often well suited for tracking objects already discovered, which is crucial for predicting orbital paths and detecting objects deviating from their predicted orbit. Legislation introduced by Rep. Rohrabacher (the "Pete Conrad" bill, H.R. 5303) will offer monetary awards through NASA to reward U.S. amateur astronomers who contribute the most toward the discovery and tracking of NEOs. The importance of contributions from amateur astronomers in both current and future NEO survey efforts will be highlighted in the hearing.

Future Direction of National NEO Survey and Response Efforts. The question now is what to do next in the survey of, and in planning for a response to, hazardous NEOs. While the current survey is designed primarily for objects larger than one kilometer in size, most NEOs are smaller than one kilometer, and asteroids of only a few hundred meters in size could potentially destroy an entire city or country. Asteroids of this smaller size are far more likely to collide with Earth within the next century than are the kilometer-sized objects. What should be the future goal for NEO surveys? What is the cost of extending the survey down to objects of a few hundred meters in size? What is the threat of these objects relative to the cost and technical challenge of finding and monitoring them? What technologies are needed for future NEO survey work? Which agencies are best suited for the NEO survey, data management, and planning for a response to a threatening NEO? What should be the role of NASA, the Department of Defense, the National Science Foundation, and other relevant agencies in developing and executing a unified set of recommendations for protection from NEOs?

Data Management: Currently all asteroids and comets discovered around the world are reported to the Minor Planet Center (MPC) of the Smithsonian Astrophysical Observatory at Harvard University. The MPC disseminates information on new discoveries and orbit parameters internationally, making for an efficient coordinated world-wide system. However, the enormous magnitude of new data that would come from a survey of smaller NEOs may require significant increases in computing capabilities and personnel at the MPC for managing such data. Questions include the following: What would be the increased personnel, computational, and funding requirements for the increased data rate that would result from extending the survey to smaller objects? Would the MPC be able to handle the volume of data from proposed NEO survey telescopes like the Large-Aperture Synoptic Survey Telescope (NSF) and the "Pan-Starrs" Panoramic Optical Imager (Air Force)?

3. Background Recent Impacts and Near-Misses: In early January of this year (2002), an asteroid designated as 2001 YB5 passed the Earth at a distance of 510,000 miles, less than twice the distance of the Moon. It is estimated to be several hundred meters in size, which is large enough to destroy an entire country the size of England. (Asteroids of about a kilometer in size could wipe out life on the entire planet.) The asteroid was discovered only one month earlier by the NEAT (Near Earth Asteroid Tracking) telescope at Mount Palomar. At present, nothing could have been done to avert it if the asteroid had been found to be on a collision course with the Earth. Another asteroid, 2002 EM7, passed the Earth at roughly the distance of the Moon on March 8th of this year, but was not detected until March 12th after it moved out of the Sun's glare. More recently, asteroid 2002 MN, a football-field sized object, passed by Earth at only one-third the distance to the Moon. Such discoveries are stark reminders of the possibility of impacts, but they also signify the importance of performing the NEO survey. It is expected that many of these discoveries will occur after the object has passed by the Earth. The current survey picks up some of these smaller objects, but a complete survey of such objects will require an extension of the survey goals, capabilities, and support. There are other impacts of note within the last decade. In 1994, for example, Comet Shoemaker-Levy 9 collided with Jupiter in a spectacular display.

Expert Recommendations for NEO Survey Strategies: The critical issue is that there is no current unified, cohesive federal vision and plan for future NEO surveys and responses. As a result, multiple independent proposals involving different telescopes, technologies, and agencies are under consideration (see below). If all are pursued independently, these different approaches may result in unnecessary duplication of effort. A more integrated and coordinated program may result in a more effective use of these assets. These differing ideas, discussed below, will be discussed and debated at the hearing. Astronomy/Solar System science: The recent National Research Council decadal survey report on solar system exploration, "New Frontiers in the Solar System: An Integrated Exploration Strategy," includes extensive analyses and recommendations regarding the survey and study of Near Earth Objects. Their primary recommendation is for NASA and the National Science Foundation to contribute equally to the construction and operation of a new "Large-Aperture Synoptic Survey Telescope" (LSST) to efficiently survey all NEOs down to a size of 300 meters. The LSST would be a very sensitive and efficient instrument for surveying the entire sky quickly and regularly for both small and large NEOs. The telescope would serve a dual-use function as it would also serve as an instrument for other astronomy surveys.

Military Community: Brigadier General Pete Worden, Deputy Director for Space Operations of the U.S. Strategic Command, has suggested that the U.S. military could play a greater role in future NEO strategy. At present the U.S. Air Force already contributes some search instruments to NASA-directed survey projects such as the Lincoln Near Earth Asteroid Research Project (LINEAR) at the White Sands Missile Range in New Mexico. Worden proposes that future military surveillance systems could make a valuable contribution to the NEO survey. The Air Force is also developing the Panoramic Optical Imager (Pan Starrs) telescope facility in Hawaii that could be operational in four years and could potentially search the entire sky every few days, detecting objects nearly 100 times fainter than the best existing NEO search telescopes. However, as discussed above, the science-based LSST is also proposed as an efficient and sensitive instrument for full-sky asteroid surveys. One emerging questions is whether both telescopes (or other alternatives) are needed for NEO surveys. In either case, data from the surveys would need to be quickly accessible to the scientific community. In addition to supporting surveys, the military could possibly develop mitigation strategies should a threatening Near-Earth Object be detected. Clearly, such plans would need to be made in advance of any such discovery or close approach. General Worden also warns that NEOs that explode in the Earth's atmosphere several times every year could be mistaken for a nuclear detonation in times of international tension, triggering an unwarranted response. Data from NEO explosions detected by U.S. military surveillance systems could potentially be quickly shared with affected nations if an appropriate warning center is developed.

NASA: Current U.S. NEO survey efforts are funded and coordinated through NASA. Such efforts include primarily the LINEAR and Near-Earth Asteroid Tracking (NEAT) projects using Air Force telescopes. The resulting survey data are handled by the Minor Planet Center of the Smithsonian Astrophysical Observatory (see below). Nearly 1800 Near-Earth Asteroids have been discovered (Figure 2). If the NEO survey is extended to comprehensively include objects smaller than one kilometer, larger telescopes and augmented data management resources will be needed. NASA would also be likely to take the lead should it be determined that a satellite-based telescope is best-suited for future NEO surveys. NASA is also best-suited for detailed studies of the composition of threatening asteroids; this is pertinent to plans for any type of mitigating response.

4. Witnesses

Dr. David Morrison, Senior Scientist, NASA Ames Research Center, has been asked to address the following questions: What are the hazards we face from Near-Earth Objects? How does that threat depend upon the size of the objects, and what is the likelihood of an impact that is dangerous for life on Earth? What is the justification for the current Spaceguard survey goal of finding 90 percent of objects larger than one kilometer by 2008? What are the benefits and challenges of extending the survey to comprehensively include smaller objects of a few hundred meters in size?

Dr. Edward Weiler, NASA Associate Administrator for Space Science, has been asked to address the following questions: How is NASA currently carrying out their mandate to conduct a comprehensive survey of Near-Earth Objects? What is the status of meeting the "Spaceguard Goal" for finding 90 percent of all NEOs larger than one kilometer by 2008? What roles can NASA best fill in future NEO activities such as surveys, scientific studies, data management, and planning for possible mitigation of a threat?

Dr. Joseph Burns, Irving Porter Church Professor of Engineering and Astronomy, Cornell University, has been asked to address the following questions: What are the recommendations of the recent decadal survey reports from the National Academy of Sciences regarding the future of NEO surveys? Why did the Solar System Exploration decadal survey report recommend that NASA and the National Science Foundation partner equally to design, build, and operate a survey telescope such as the Large-Aperture Synoptic Survey Telescope (LSST) for surveys of NEOs? How do agency roles and cooperation impact the work of astronomers conducting the NEO survey?

Dr. Brian Marsden, Director, Minor Planet Center, Smithsonian Astrophysical Observatory, has been asked to address the following questions: What role does the Minor Planet Center play in the NEO survey? What is the role of amateur astronomers in discovery and tracking of NEOs? How do awards such as those offered in the "Pete Conrad" bill (H.R. 5303) encourage amateur contributions toward NEO observations? What challenges for data management would result from the large increase in data if the NEO survey is extended to include smaller, more numerous objects?

Brigadier General Simon "Pete" Worden, U.S. Air Force, has been asked to address the following questions: What is the current role of the U.S. Air Force in surveys of Near-Earth Objects? What is your perspective on the threat NEOs present to national security? What future military surveillance systems could efficiently search the sky for NEOs? What issues, such as restrictions on data release, would need to be addressed if the U.S. Air Force were to conduct NEO surveys or to serve as a clearinghouse for such data? What could the role of the military be in planning mitigation efforts should a threatening object be discovered? (Note: General Worden is representing his own personal views as a military leader and an expert on military surveillance and Near-Earth Objects. His views are not necessarily those of the U.S. Air Force.)


(3) STATEMENT OF DAVID MORRISON

Mr. Chairman and Members of the Subcommittee:

It is an honor to return to this committee almost ten years after my first appearance in 1993. At that time I presented the conclusions of the NASA workshop that proposed a Spaceguard Survey to search for potentially threatening asteroids large enough to endanger civilization. Ten years ago there was very little recognition or support outside this committee for dealing with the asteroid impact hazard. I could not have predicted then that by 2002 we would already be past the halfway mark in discovering these large Earth approaching asteroids. Thanks to the Spaceguard Survey, we can now assert that we have reduced the risk from an unforeseen catastrophic impact by more than a factor of two. This is a notable achievement in an effort to protect humanity from the worst known class of natural disasters.

The nature of this risk was stated well by this Committee in 1991, when you wrote: "The chances of the Earth being struck by a large asteroid are extremely small, but since the consequences of such a collision are extremely large, the Committee believes it is only prudent to assess the nature of the threat and prepare to deal with it. We have the technology to detect such asteroids and to prevent their collision with the Earth."

The nature of the impact hazard

It is only during the past decade that we have come to appreciate that impacts by asteroids and comets (often called Near Earth Objects, or NEOs) pose a significant hazard to life and property. Comet impacts constitute only about 10% of the risk, so the focus of my remarks is on the more common impacts by Near Earth Asteroids, or NEAs. The most catastrophic of these are the extinction level events that can create a severe global environmental disaster. The impact of an asteroid about 10 miles in diameter (as large as the Washington beltway) 65 million years ago not only ended the existence of the dinosaurs, it wiped out more than 99% of all life on Earth. Fortunately for us, such mass extinction events are extremely rare. We can already state with assurance that there are no asteroids this large with orbits that could pose a threat to us. We are safe (for the present) from such impacts, but not from the smaller NEAs that actually dominate the current risk.

The greatest risk today is associated with NEAs large enough to perturb the Earth's climate on a global scale by injecting large quantities of dust into the stratosphere. These are not extinction level impacts, but they are still large enough to temporarily depress temperatures around the globe, leading to massive loss of food crops and possible breakdown of society. Various studies have suggested that the minimum mass impacting body to produce such global consequences is several tens of billions of tons, resulting in a ground burst explosion with energy in the vicinity of a million megatons of TNT -- many times greater than the sum off all the world's nuclear stockpiles. The corresponding threshold diameter for NEAs is between 1 and 2 km, or roughly one mile in diameter. Current investigation, including the Spaceguard Survey, focuses on these global threats. It is entirely appropriate that we deal first with the worst danger, even though the probability of an impact in this class is exceedingly small.

After NEAs that are large enough to risk a global catastrophe, we naturally turn our attention to smaller impacts that never-the-less would be capable of destruction on a vast scale, killing tens of millions of people. These are impacts by NEAs less than 1 km in diameter, but still large enough to devastate a large region. Such sub-kilometer NEAs are most dangerous, in fact, if they strike in the oceans. The resulting tidal wave or tsunami is an effective way to carry the energy of the collision to large distances from the point of impact. The tsunami from the ocean impact of a NEA 500 m in diameter could inundate many coastal cities in a single event. While not posing as great a risk as the global scale impact from NEAs more than 1 km in diameter, the danger from such ocean impacts may eventually be judged great enough to warrant action.

At even smaller sizes, NEA impact can still do a great deal of damage on a local scale. We have witnessed one example of such a small impact, which took place in Siberia in 1908. The energy of the explosion was about 15 megatons, and it destroyed more than 1000 square miles of forest. However, such impacts actually pose a much smaller risk than many other natural disasters, such as earthquakes and hurricanes.

It is fortunate for us that the greatest danger is posed by the largest NEAs, which are the easiest to discover. We are finding these at a rate that will allow us to retire that risk within a few more years (unless we find that one of these objects is on a collision course with Earth). As discovery techniques improve, we can shift our search toward smaller NEAs. How far to go depends on analysis of the costs and benefits of a particular defense scheme.

Risk Estimates

Based on our recent observations, astronomers have concluded that there are between 900 and 1300 NEAs larger than 1 km that could potentially pose a threat. We can estimate the risk we each run from these impacts, which is about 1 in a million per year. This is similar to the risk of one round-trip commercial air flight. The risk from smaller impacts is less, roughly one in ten million. These are all very low numbers. The asteroid impact hazard is an extreme example of a risk of very low probability but potentially catastrophic consequences.

Much effort has gone into estimating the statistical frequency of impacts and evaluating their consequences. However, from a policy perspective we do not need precise estimates of either the frequency of impacts or their consequences. We recognize that the actual risk is not statistical; if there is any sizable asteroid on a collision course with the Earth, it can be found and the impact predicted decades (or more) in advance. Our objective should be to find any large impactor far in advance, and thus provide decision-makers with options for dealing with the threat and defending our planet from a cosmic catastrophe. That is the purpose of the Spaceguard Survey.

The Spaceguard Goal

Half-a-dozen specially designed telescopes today are contributing to the Spaceguard Survey. As mandated by this Committee in 1995, the objective of the Spaceguard Survey is to find the NEAs larger than 1 km in diameter -- that is, to find any with the potential for global catastrophe if they collided with Earth. Specifically the Spaceguard goal is to find 90% of these NEAs by the end of 2008. The philosophy of Spaceguard is to monitor a large volume of space around the Earth using automated wide-field optical telescopes with advanced detectors and computational capability. Any asteroid that could hit the Earth will repeatedly pass close to our planet, providing plenty of opportunity for discovery. Once the NEA is discovered, its orbit is computed and its position is predicted for many decades in advance. Such long-term predictions are possible because the solar system is actually a very well behaved place; asteroids do not alter their orbits capriciously. If there is the possibility of collision in the future, we expect to have decades or even centuries of advanced warning.

Note that Spaceguard is not a last-minute warning system that attempts to find incoming objects on their final plunge toward impact. Such a system would be more complex and expensive than the current approach, and the few days or hours of warning it might provide would be insufficient to take defensive action in any case. The Spaceguard approach of cataloging all potentially dangerous NEAs is cost-effective and will yield the long lead times needed to effectively mitigate any future impacts.

Key Issues to Be Addressed After the Spaceguard Survey

The current Spaceguard program is focused on the NEAs that pose the greatest risk. Today the Spaceguard telescopes are finding many NEAs smaller than 1 km, but the level of completeness for such sub-kilometer asteroids is rather low. A logical next target might be NEAs in the range of 200-300 m diameter, since these pose the greatest tsunami danger. (Below this size, the total risk is much smaller.) Approximately 50,000 NEAs exist larger than 300 m in diameter, so the technical challenge is substantial. However, the exact target size, if any, could be above or below this range, and will need to be the subject of broad discussion within and outside the science community. Data from the existing Spaceguard Survey, as well as numerical simulations, will provide us with the information we need to make informed choices about future search goals. Once the target size is known, search strategies and requirements for smaller asteroids would need to be subject to trade studies and external review to ensure that we are getting the most effective survey possible for our investment.

Conclusion

We are the first generation of humans that both appreciates the long-term threat of cosmic impacts and has the technological capability to deal with it. However, this is one of many natural hazards that we face, and I believe that the costs as well as the effectiveness of the surveys need to be considered in the allocation of resources to deal with this hazard.

The search for NEAs is a little like taking out fire insurance for your home. You do not expect your home to burn. The great majority of us will never experience a fire. Yet we buy insurance to protect against even such an unlikely event, because our homes are too valuable to lose. In a similar way, we undertake the Spaceguard Survey, not because we expect an impact within our lifetimes, but because the consequences of an impact would be too horrendous to be acceptable.


(4) STATEMENT OF EDWARD WEILER

Mr. Chairman and Members of the Subcommittee: It is a privilege to be here today and report to you on the progress of NASA's Near Earth Object (NEO) search effort. In addition to identifying NEOs, this program is also focused on determining the shapes, densities, internal structures and compositions of the NEOs and their parent population, the main-belt asteroids. I will also share with you my views on the future role of NASA with respect to exploration of these bodies.

Background

NASA's NEO Program makes ground-based observations with the goal of identifying 90 percent of those NEOs that are 1 km or larger and characterizing a sample of them. This is a ten-year program, which began in 1998 and should be completed in 2008. (It should be noted that NASA had begun searching for NEOs many years before this program officially started.)

The threshold size for an asteroid striking the Earth to produce a global catastrophe is 1 km in diameter. NASA has an active program to detect such objects that could potentially strike the Earth and to identify their orbits. The best current estimates are that the total population of NEOs with diameters larger than 1 km is about 1000. The 1-km diameter limit for an NEO was set after extensive discussions within the scientific community to determine the size of an object that would likely threaten civilization. This community consensus is codified in the Spaceguard Report and in the Shoemaker Report. For comparison, the object that likely caused the extinction of the dinosaurs was in the 5-10 km range. The current survey of NEOs in that range is considered complete.

Status: NASA's NEO Search Program

As of the end of September, NASA has detected 619 NEOs with diameters larger than 1 km. We are currently discovering about 100 per year. At the present time, we have six groups which are funded by NASA's Near Earth Objects program to conduct this type of research. These groups, selected though peer review, have ten telescopes among them searching for NEOs. One of these groups just completed (and another one is about to complete) major upgrades to its facility; therefore, we expect this pace of discovery to continue, if not increase. In some cases, the search programs are not able to obtain the number of observations required to determine the orbit elements of certain objects to sufficient accuracy to fully characterize the orbital parameters. These objects require additional astrometric observations, commonly called "follow-up observations." We have also funded four investigations to obtain astrometric follow-up observations of those objects that cannot be easily followed by the primary search programs.

Now, how well are we doing? I am happy to report that we are doing quite well; in fact, we are even a bit ahead of schedule. The graph below shows the discovery of NEOs over time and also the upper and lower boundaries of the likely population of NEOs with diameters larger than 1 km.

There have been various reports to the effect that NASA would not reach its metric - 90 percent of all the NEOs with diameters larger than 1 km - until many years after the end of 2008. However, these analyses have been based on the performance of individual search efforts, and they have tended not to use the current performance of the NEO search effort as a whole. As with most things, experience increases proficiency; therefore, we expect the rate of detection to increase. Even if we were to stay at our current rate, however, we are more than halfway to our goal of 90 percent by the end of 2008.

That does not mean we will grow complacent; we intend to continue to vigorously pursue detection of NEOs. In fact, we anticipate even better results due to technological developments such as better detector arrays, migration of existing search efforts to larger telescopes, and additional telescopes dedicated to the search program. In short, we are working to achieve both our goal and our metric and expect to be successful at both. One unanticipated result of the NEO search will be a list of over 1,000 potential candidates for future space science missions.

NASA's Future Role with Respect to NEOs

Next I would like to turn to another question. What should NASA's role be in the future? NASA is a space agency. While we are proud of our success in implementing the Congress's direction to us with regard to the search for NEOs, we do not feel that we should play a role in any follow-on search and cataloging effort unless that effort needs to be specifically space-based in nature. There are other agencies with far more expertise in ground-based observations that would be more suitable candidates to lead that portion of a future NEO endeavor.

NASA does, however, continue to have a large role to play in the scientific space exploration of asteroids. The frequent access to space for small missions offered by NASA's Discovery Program has benefited the study of asteroids and comets as no other program to date. The first in-depth study of an NEO, Eros, was performed by the NEAR-Shoemaker mission. The body of data returned by NEAR-Shoemaker was so large, and the quality of the data so high, that NEAR's database will require years of analysis. Just this year, we initiated funding for the first 17 investigations of that data. NEAR-Shoemaker's exploration of Eros will be followed by detailed exploration of two other asteroids, Vesta and Ceres, by the upcoming DAWN mission, currently scheduled to launch in 2006. There is no reason to expect that science-driven exploration of the asteroids, and of course NEOs, will not continue through the Discovery program. We believe that the critical measurements required for developing potential mitigation efforts are substantially the same as those required to achieve the pure scientific goals identified for these objects. We must be able to understand and characterize these objects before any mitigation efforts are even considered.

In addition to NEAR and DAWN, NASA has several other missions dedicated to studying comets and asteroids, such as Deep Impact and Stardust. Our total investment in understanding these bodies, both in the past and in our current FY 2003 budget run-out, is approximately $1.6 billion. That does not even take into account those spacecraft that have provided "bonus" information, such as Galileo, which found a moon orbiting asteroid Ida, and Deep Space 1, a technology demonstration mission that performed a close-up fly-by of comet Borelly. NASA deeply regrets not having the potential discoveries from the recently failed CONTOUR mission, which was to have studied Comets Encke and Schwassmann-Wachmann 3.

NASA's bold new technology initiatives, the In-Space Propulsion (ISP) Initiative and the Nuclear Systems Initiative (NSI), together offer new opportunities to enable capable new missions to NEOs early in the next decade. Improvements in solar-electric propulsion and development of solar sails are examples of new capabilities that might allow a spacecraft like NEAR-Shoemaker to visit many NEOs during a single mission rather than just one (and at the cost of a Discovery mission). If we are ever faced with the requirement to modify the motion of an NEO over time to ensure that the object will not come close to the Earth, nuclear propulsion may very well be the answer. The Nuclear Systems Initiative could address two elements in understanding the potential hazards of NEOs by: (1) providing technologies that could significantly increase our ability to identify and track NEOs, and (2) to possibly - in the future - provide sufficient power to move an Earth-intersecting object. The NSI could enable power and propulsion for an extended survey (in one mission) of multiple NEOs to determine their composition, which is a critical factor in understanding how to mitigate the risk of an Earth-intersecting object. In the future, the technologies under development by the NSI could provide us with the means to redirect the path of an Earth-intersecting asteroid, once we understand the orbital mechanics of these objects sufficiently to understand how to do this. These programs are being developed to serve a wide range of needs across NASA, but they will most certainly prove beneficial for space missions that help us to better understand and characterize NEOs.

What Should the Nation be Doing beyond the Current Goal?

I feel that it is premature to consider an extension of our current national program to include a complete search for smaller-sized NEOs. There are several reasons for this belief. The first is that we need to have a better understanding of the true size of the population down to at least 100 m. How will we get the improved data we need on this population? We will obtain the necessary data from the existing NASA search effort for NEOs. The search program now finds about two NEOs with diameters less than 1 km for every large one (diameter greater than 1 km) that we find. In addition, we are supporting a search program which is optimized to detect smaller NEOs. We expect by the end of this decade to have a much better picture of the true size of the population, and hence, what will be required to detect all of them.

The second issue is how such a search could be most efficiently and cost-effectively implemented. Two groups that wish to build large survey systems have argued that the search goal should be extended to 300 m. NASA has at least two concerns with this proposition. First, we do not possess a non-advocate trade study to tell us how best to do such a search. For example, one issue to be addressed is whether it would be better to build one large 8-m class telescope or 2 4-m search telescopes. At these sizes, is a space-based system an option? Second, why 300m? The present limiting diameter of 1 km was the product of a broad public discussion. When we have another broad public discussion, the answer could be: "Leave the present limiting diameter as it stands." Or, perhaps the result of broad national debate on this issue would be: "Catalog the population down to 100 m." We at NASA don't know the answers to these questions, and we believe that further commitments to extend the search are simply premature at this point.

Within the Office of Space Science, the Solar System Exploration Division Director has appointed a small Science Definition Team (SDT) to consider the technical issues related to extending the search for NEOs to smaller sizes. The goal of the SDT is to evaluate what is technologically possible today. The scope of the SDT does not include consideration of any change to our present NEO search goal.

Conclusion

NASA has made impressive strides in achieving its goal of cataloging 90 percent of all Near-Earth Objects with diameters of more than 1 km and characterizing a sample of them. We are currently ahead of schedule with respect to having this effort completed in the 2008 time frame. While NASA certainly agrees that because these objects pose a potential threat to the Earth, they should be studied and understood, we respectfully defend our position that any expansion of NASA's current NEO effort is premature. Before any further effort is undertaken, we would want input from the scientific community as to how this subject should be approached, and if indeed NASA is even the proper agency to lead this type of an undertaking. I will be happy to expand on any of these thoughts during the question-and-answer period. Thank you, Mr. Chairman and Members of the Subcommittee.


(5) STATEMENT OF JOSEPH BURNS (FOR THE NATIONAL RESEARCH COUNCIL)

Mr. Chairman, Ranking Minority Member, and members of the subcommittee: thank you for inviting me to testify on behalf of the National Academies' Solar System Exploration Survey. My name is Joseph Burns, and I am Irving Porter Church Professor of Engineering and Professor of Astronomy at Cornell University. I appear today in my capacity as a steering group member of the Solar System Exploration (SSE) Survey, and as a former chair of the National Research Council's Committee on Planetary and Lunar Exploration (COMPLEX). I was also a member of the Astronomy & Astrophysics Survey's panel on Ultraviolet and Infrared Astronomy from Space.

As you know, the Astronomy and Astrophysics community has a long history of creating, through the National Research Council (NRC), decadal surveys of their field. These surveys lay out the community's research goals for the next decade, identify key questions that need to be answered, and propose new facilities with which to conduct this fundamental research.

In April 2001, NASA Associate Administrator for Space Science Edward Weiler asked the NRC to conduct a similar survey for planetary exploration. Our report, New Frontiers in the Solar System, is the result of that activity. The Solar System Exploration Survey was conducted by an ad hoc committee of the Space Studies Board (SSB), overseen by COMPLEX. This committee was comprised of some 50 scientists, drawn from a diverse set of institutions, research areas, and backgrounds; it also received input from more than 300 colleagues. The SSE Survey had four subpanels which focused on issues pertaining to different types of solar system bodies (Inner Planets, Giant Planets, Large Satellites, and Primitive Bodies) and received direct input from COMPLEX on Mars issues and from the Committee on the Origins and Evolution of Life on issues pertaining to Astrobiology.

New Frontiers in the Solar System (the Executive Summary is appended to this statement) recommends a scientific and exploration strategy for NASA's Office of Space Science that will both enable dramatic new discoveries in this decade and position the agency to continue to make such discoveries well into the future. Your invitation indicated that I should focus on the conclusions that the SSE Survey reached in the area of Near-Earth Objects (NEOs).

Near-Earth Objects

The SSE Survey's charge from NASA included a request to summarize the extent of our current understanding of the solar system. This task was delegated to the subpanels, which in the particular case of NEOs was handled by the Primitive Bodies Panel.

Scientifically, the history of impacts on the Earth is vital for understanding how the planet evolved and how life arose. For example, it has been suggested that a majority of the water on this planet was delivered by comet impacts. A better known example of the role of impacts is the Cretaceous-Tertiary event that led to global mass extinctions, including that of the dinosaurs. Another case is the 20 megaton (MT) equivalent-energy explosion that devastated 2000 square-kilometers of pine forest in the Siberian tundra in 1908. The SSE Survey identifies the exploration of the terrestrial space environment with regards to potential hazards as a new goal for the nation's solar system exploration enterprise.

Current surveys have identified an estimated 50 percent of NEOs that have a diameter of 1 kilometer or greater and approximately 10-15 percent of objects between 0.5 and 1 km. The vast majority of these latter objects have yet to be discovered, but a statistical analysis indicates a 1% probability of impact by a 300-m body in the next century. Such an object would deliver 1000 MT of energy, cause regional devastation, and (assuming an average of 10 people per square-kilometer on Earth) result in 100,000 fatalities. The damage caused by an impact near a city or into a coastal ocean would be orders of magnitude higher. As of a year ago, 340 objects larger than a kilometer had been catalogued as Potentially Hazardous Asteroids. In addition, the number of undiscovered comets with impact potential is large and unknown.

The Primitive Bodies panel went on to state: "Important scientific goals are associated with the NEO populations, including their origin, fragmentation and dynamical histories, and compositions and differentiation. These and other scientific issues are also vital to the mitigation of the impact hazard (emphasis added), as methods of deflection of objects potentially on course for an impact with Earth are explored. Information especially relevant to hazard mitigation includes knowledge of the internal structures of near-Earth asteroids and comets, their degree of fracture and the presence of large core pieces, the fractal dimensions of their structures, and their degree of cohesion or friction."

While almost all of the SSE Survey's recommendations involved NASA flight missions, the Primitive Bodies subpanel recommended that ground-based telescopes be used to do a majority of the study of NEOs, supplemented by airborne and orbital telescopes.

A survey for NEOs demands an exacting observational strategy. To locate NEOs as small as 300 m requires a survey down to 24th magnitude (16 million times fainter than the feeblest stars that are visible to the naked eye). If images are to be taken every 10 sec to allow the sky to be studied often, the necessary capability is almost 100 times better than that of existing survey telescopes. NEOs spend only a fraction of each orbit in Earth's neighborhood, where they are most easily seen. Repeated observations over a decade would be required to explore the full volume of space populated by these objects. Such a survey would identify several hundred NEOs per night and obtain astrometric (positional) measurements on the much larger (and growing) number of NEOs that it had already discovered. Precise astrometry is needed to determine the orbital parameters of the NEOs and to assign a hazard assessment to each object. Astrometry at monthly intervals would ensure against losing track of these fast-moving objects in the months and years after discovery.

Large-aperture Synoptic Survey Telescope In its most recent decadal survey, the Astronomy and Astrophysics community selected the proposed Large-aperture Synoptic Survey Telescope (LSST) as their third major ground-based priority. In addition, our SSE Survey chose LSST to be its top-ranked ground-based facility. Telescopes like HST and Keck peer at selected, very localized regions of the sky or study individual sources with high sensitivity. However, another type of telescope is needed to survey the entire sky relatively quickly, so that periodic maps can be constructed that will reveal not only the positions of target sources, but their time variability as well. The Large-aperture Synoptic Survey Telescope is a 6.5-m-effective-diameter, very wide field (~3 deg) telescope that will produce a digital map of the visible sky every week. For this type of survey observation, the LSST will be a hundred times more powerful than the Keck telescopes, the world's largest at present. Not only will LSST carry out an optical survey of the sky far deeper than any previous survey, but also -just as importantly-- it will also add the new dimension of time and thereby open up a new realm of discovery. By surveying the sky each month for over a decade, LSST would revolutionize our understanding of various topics in astronomy concerning objects whose brightnesses vary on time scales of days to years. NEOs, which drift across a largely unchanging sky, are easily identified. The LSST could locate 90 percent of all near-Earth objects down to 300 m in size, enable computations of their orbits, and permit assessment of their threat to Earth. In addition, this facility could be used to discover and track objects in the Kuiper Belt, a largely unexplored, primordial component of our solar system. It would discover and monitor a wide variety of variable objects, such as the optical afterglows of gamma-ray bursts. In addition, it would find approximately 100,000 supernovae per year, and be useful for many other cosmological observations.

The detectors of choice for the temporal monitoring tasks would be thinned charge-coupled devices (CCDs); the requisite extrapolation from existing systems should constitute only a small technological risk. An infrared capability of a comparably wide field would be considerably more challenging but could evolve as the second phase of the telescope's operation. Instrumentation for LSST would be an ideal way to involve independent observatories with this basically public facility.

NASA/NSF Cooperation

Historically, the National Science Foundation (NSF) has built and operated ground-based telescopes, whereas NASA has done the same for space-based observatories. Although the Astronomy and Astrophysics Survey was noncommittal on who should build the LSST, the SSE Survey included a recommendation that NASA share equally with NSF in the telescope's construction and operations costs.

Such an arrangement has precedent. The SSE Survey noted that "NASA continues to play a major role in supporting the use of Earth-based optical telescopes for planetary studies. It funds the complete operations of the IRTF (InfraRed Telescope Facility), a 3-m diameter telescope located on Hawaii's Mauna Kea. In return for access to 50 percent of the observing time for non-solar-system observations, the NSF supports the development of IRTF's instrumentation. This telescope has provided vital data in support of flight missions and will continue to do so. As another example, NASA currently buys one-sixth of the observing time on the privately operated Keck 10-m telescopes. This time was purchased to test interferometric techniques in support of future spaceflight missions such as SIM (Space Interferometry Mission) and TPF (Terrestrial Planet Finder)."

The solar system exploration community is concerned that the NSF is often unwilling to fund solar system research. This is particularly unfortunate given NSF's charter to support the best science and its leadership role in other aspects of ground-based astronomy.

The shared responsibility between NASA and the NSF that we recommend is also endorsed by the more general findings last year of the NRC's Committee on the Organization and Management of Research in Astronomy and Astrophysics (COMRAA), chaired by Norman Augustine. COMRAA's report recommended that NASA continue to "support critical ground-based facilities and scientifically enabling precursor and follow-up observations that are essential to the success of space missions." COMRAA also noted that in 1980 the NSF provided most of the research grants in astronomy and astrophysics, but today NASA is the major supporter of such research.

The roles of the agencies also affect the ability of scientists to conduct a census of Near-Earth Objects. The SSE Survey commented that:

"interestingly enough, NASA has no systematic survey-capability to discover the population distribution of the solar-system bodies. To do this, NASA relies on research grants to individual observers who must gain access to their own facilities. The large NEOs are being efficiently discovered using small telescopes for which NASA provides instrumentation funding, but all the other solar system populations-e.g., comets, Centaurs, satellites of the outer planets, and Kuiper Belt Objects-are being characterized almost entirely using non-NASA facilities. This is a major deficiency..."

The construction of the LSST would provide a central, federally sponsored location for such research.

LSST Costs and Survey Below 300 Meters The costs of the LSST are projected by the 2001 Astronomy and Astrophysics Survey as being $83 million for capital construction and $42 million for data processing and distribution for 5 years of operation, for a total cost of $125 million. Routine operating costs, including a technical and support staff of 20 people, are estimated at approximately $3 million per year. The LSST will be able to routinely discover and characterize NEOs down to 300 m in diameter. Increasing the sensitivity of the survey to 100 m would mean increasing the sensitivity of the telescope by a factor of ten. This may represent a "beyond the state-of-the-art" challenge to telescope builder, and certainly a much larger telescope - 3 times the LSST and probably 10 to 100 times the cost unless innovative designs are found. The number of discovered objects would correspondingly increase substantially; this large data set may challenge current capabilities.

Concluding Thoughts By way of summary, let me place the LSST into the context of a robust scientific program. Systematically building an inventory of the Near-Earth Objects is crucial to an improved understanding of Earth's environment, especially to the prediction of future hazards posed to our species. It is also a necessary first step towards a rational program of NASA's exploration of these bodies with spacecraft: many of the most interesting targets may remain, as yet, undiscovered. The ability to create and play a "motion picture" of the night sky will also provide new insights in a wide variety of disciplines from cosmology to astrophysics to solar system exploration. A suitable analog might be the deepened knowledge that is obtained from dynamic movies of swirling clouds and weather patterns, as compared to an occasional static photo.

The immense volume of data from the LSST would provide a reservoir of information for numerous graduate students and researchers, as well as established scientists. Further, LSST will support flight missions - for example, identifying possible fly-by targets for a spacecraft mission to explore the Kuiper Belt. All in all, the SSE Survey committee believes that broad areas of planetary science, particularly NEO studies, would benefit very substantially from the construction of the LSST for a relatively small investment.

Thank you again, Mr. Chairman, for the opportunity to appear before the subcommittee today. I would be glad to answer any questions that you or your subcommittee members may have.


(6) STATEMENT OF BRIAN G. MARSDEN

Accurate measurements of the positions of asteroids and comets, including known and candidate NEOs, are received by the Minor Planet Center (located at the Smithsonian Astrophysical Observatory in Cambridge, Masachusetts) many times a day in e-mail messages from up to perhaps 150 observatories (both professional and amateur) around the world. Although something like half a million observations are received every month, it is important to appreciate that NEOs comprise only between 0.1 and 1 percent of the observations of asteroids as a whole, almost all of which are confined at quite safe distances from the earth in what is termed the "main belt" between the orbits of Mars and Jupiter. Particularly when they are near the earth, NEOs are usually recognizable by the fact that their apparent motions across the sky are greater than those of the main-belt asteroids, although when they are farther away (and, of course, fainter), the sky motions of NEOs and main-belt asteroids can be comparable and therefore not easily distinguishable.

The principal programs in the world for surveys for new NEOs are the ones bearing the acronyms LINEAR and NEAT (programs based in Massachusetts and California, respectively, that are largely funded by NASA but use USAF telescopes in New Mexico and Hawaii, the latter also in conjunction with a non-USAF telescope on Palomar Mountain in California), as well as three programs (also largely funded by NASA) using telescopes in Arizona. Data from these programs represent well over 80 percent of the observations received at the Minor Planet Center, where they generally arrive during the afternoon after the images were exposed. On its most productive nights LINEAR might record as many as 15,000 different objects, in which case the data may not reach the Minor Planet Center until evening. With typically from three to five observations of each object made over the course of 30-60 minutes the objects with the more unusual apparent motions can readily be picked out (usually by the observers themselves), and calculations are then made at the Minor Planet Center, first to check whether these objects are already known, and if not known, to identify those that seem most likely to be NEOs. Within 15-30 minutes of the receipt of the data, the Minor Planet Center is then able to place predictions of the likely sky positions (for the next day or so ) of the best NEO candidates in the WWW on what is known as "The NEO Confirmation Page" .Observers around the world regularly check this webpage. Since afternoon in Massachusetts is already evening in Europe, it is sometimes then a matter of less than an hour before the Minor Planet Center receives confirmatory observations of the NEOs from observatories in Europe, at which point the orbit calculation can be refined and an improved prediction posted on the webpage well before it is night-time in the U.S. and further observations can be made from there. Those new U.S. observations will frequently include both further deliberate observations of the candidate NEOs and more accidental observations of the same objects by the survey programs that will come to light when the Minor Planet Center examines the next night's data from those programs.

With three separate groups of observations ( the discovery data from LINEAR or NEAT, then ideally confirmatory data from Europe and follow-up data from North America the night after the discovery), it is usually possible to derive a moderately good estimate of the real orbit of an NEO, and at this point a unique designation is given to the object (the year, two letters and sometimes additional numerals), and all the relevant information (including appropriate credit to the observers) is collected and published on an official Minor Planet Electronic Circular, which is both distributed by e-mail and made accessible on the WWW. At the same time, the prediction on The NEO Confirmation Page is removed, in order to make way for further entries. At any given time, there might be as many as 20 or 30 NEO candidates awaiting confirmation, but by pruning the list there is more chance that the follow-up observers will concentrate on the objects most in need of attention. Of course, further refinement of the NEO orbits is still very necessary using observations made during the weeks (and also the years) after discovery, and the Minor Planet Center routinely disseminates this additional information in a "Daily Orbit Update" Electronic Circular that is prepared automatically in the wee hours of the morning from the data received the previous day.

The current scientific staff of the Minor Planet Center consists of one Federal Employee (Smithsonian Institution), one person funded from a contract with NASA via the Jet Propulsion Laboratory and one person paid from subscriptions to the Minor Planet Center's publications. Allowing for absences, this is technically insufficient for the 16/7 operation the Center tries to maintain. There is clearly a need for at least two more employees, including a systems engineer who would be charged with maintaining the Center's cluster of computers, which are purchased from gifts made to the Smithsonian by a private foundation in California.

As a final step in the dissemination process, it should be noted that calculations are now regularly performed by other groups, notably at NASA's Jet Propulsion Laboratory, of any remote possibilities that specific NEOs could collide with the earth during the next century. Such calculations are fairly extensive but are quite automatic and entirely based on the observations organized and distributed by the Minor Planet Center. They are also routinely updated using the daily updates of NEO observations. Of course, it is almost always to be expected that, as further data are acquired, the impact possibilities completely disappear. That is, they will disappear unless the earth is actually going to experience an impact - a point the dinosaurs 65 million years ago were unable to appreciate.

Most of the deliberate confirmatory and deliberate follow-up observations of NEOs, particularly those obtained in the U.S., are made by amateur astronomers. There are perhaps ten U.S. amateur groups and individuals (notably in Arizona, California, Kansa, New Mexico, Oregon, Tennessee and Wisconsin) who can be depended upon to make such observations, reliably and systematically. Although amateurs do still regularly discover main-belt asteroids ( despite the dominance of the professional surveys), it is really quite rare for them to discover NEOs, but there have been NEO discoveries by amateurs in Arizona, and even Massachusetts, during the past two or three years. Amateurs tend to do better at discovering comets-some of which are technically NEOs-because these usually have a distinctive appearance and can often be found in the parts of the sky that are closer to the sun than are covered by the professional surveys. The Edgar Wilson A ward for comet discoveries has therefore actually been made to between two and seven amateur astronomers each year. While the part of Pete Conrad A ward for NEO discoveries will also be of some encouragement to recipients, the part awarded for follow-up observations should actually be more so. Perhaps the principal encouragement to amateurs nowadays is to make it possible for them to have ready access to the equipment they need to carry out their work. Government and private grants that have provided amateurs with electronic detectors during the past few years have been particularly effective. Of course, the Conrad and Wilson A wards could provide the same end result, but there is no guarantee. It should also be noted that there are better prospects for amateur discoveries in the southern hemisphere, because of the absence of professional surveys there.

For more than a half-century after it.<; inception in 1947, the Minor Planet Center functioned with just two scientific staff. By the time a third member was added in May 2000 the number of observations in its files had grown to 4.5 million (effectively from zero) and the number of objects with orbit determinations to 80,000--0f which the 15,000 of guaranteed quality (i.e., the asteroids that have been given sequential numbers, and in some cases, names) represented a tenfold increase over the situation in 1947. The number of known NEOs in May 2000 was under 1000, with some 400 of them more than 1 km across. Now there are more than 15 million observations and very nearly 200,000 objects with orbit determinations-now almost 50,000 of these being numbered asteroids. There are now more than 2000 NEOs, of which some 640 are larger than 1 km. The Minor Planet Center's staff has been able to keep up with the influx, but only because of its extreme dedication. As already noted, a modest further increase in the size of the staff would be desirable-and it will be essential if the Center is to keep up with the exponential increase in data for much longer. Computing capabilities at the Minor Planet Center are very good, with new machines added from time to time, and since one staff member is particularly involved with upgrading the software, some augmentation of the staff would also allow that member to concentrate more on this important task.

Although the official NA8A mandate is to concentrate on NEOs that are 1 km across or larger, there are already data on many smaller NEOs in the files. There are some 1800 NEOs down to 200-300 meters (this number increasing by around 400 annually), out of perhaps 40,000 that must exist. Even with the present observational and computational capabilities, the inventory of known objects could be a substantial fraction of the estimated total after several more decades (particularly if one also considers redefining NEOs to include only those objects that pass somewhat closer to the sun than the present limit of some 120 million miles, for asteroids at that minimum distance cannot possibly be a significant threat to the earth, at 91-95 million miles, for millions of years into the future). Making use of larger telescopes could allow 200-meter NEOs to be sampled to a completeness level approacl1ing 90 percent after just a decade or two. (One worry about some of the proposed telescopes is that they are really designed for surveys of objects outside the solar system, and therefore only one image of a particular field would be obtained on a given night. As noted at the beginning of this testimony, the apparent motion of an object over an hour or so is essential for recognizing NEOs. It is also essential for linking data on a particular object from one night to another.) Given the expected increases in computing capabilities during that time, the Minor Planet Center could keep up with this (as it has clearly done before), again provided that there are sufficient staff members. It should be remembered that NEO observation, with the need for confirmation and follow-up, is necessarily an international activity, for the simple reason that it is not possible to observe the whole sky from the U .8., and it is not possible to observe the reachable sky at all times. The Minor Planet Center, with its international connections, is well-equipped to attend to this point.

If it is decided that it would ultimately be desirable to extend the NEO searches down to a size limit of, say, 50 meters, with perhaps a million objects to find, the whole perspective does change quite significantly, and it would clearly then become efficient to make the searches from space-based telescopes. Data-management requirements would also become much more intensive, with a clear need for round-the-clock attention. While this might be the ultimate goal, the more obvious immediate step is to go down to the 200-300-meter level, as was discussed in the comprehensive Task Force Report on NEOs to the U .K. government in 2000. This would be a logical and effective transition that could be accomplished quite rapidly, and the increased data-management requirements could be reasonably addressed, as discussed in the previous paragraph.


(7) STATEMENT OF BRIG GEN SIMON P. WORDEN

Chairman Rohrabacher, Congressman Gordon, and members of the committee:

Interest in the threat caused by natural objects ("Near-Earth Objects" or NEOs) impacting the earth or its atmosphere is growing. High-level commissions have met to consider the problem in such places as the United Kingdom. In the United States, NASA has devoted a few million dollars per year to studying the phenomenon. But no concrete plan exists to address the overall NEO problem.

The U.S. Department of Defense (DoD) has not perceived the NEO issue as pressing. However, DoD is assisting NASA in studying the problem. It has been DoD-developed technology, particularly in the space surveillance area, which has obtained the bulk of data we currently have on NEOs.

I have been asked to address my perspectives on the NEO threat and what should be done about it. I make the following comments not as a representative of the U.S. DoD, but rather as a scientist who has studied NEOs, and as a space expert familiar with the technologies that might be applicable to the problem.

The Threat

Two and a half months ago, Pakistan and India were at full alert and poised for a large-scale war, which both sides appeared ready to escalate into nuclear war. The situation has defused-for now. Most of the world knew about this situation and watched and worried. But few know of an event over the Mediterranean on June 6th of this year that could have had a serious bearing on that outcome. U.S. early warning satellites detected a flash that indicated an energy release comparable to the Hiroshima burst. We see about 30 such bursts per year, but this one was one of the largest we have ever seen. The event was caused by the impact of a small asteroid, probably about 5-10 meters in diameter, on the earth's atmosphere. Had you been situated on a vessel directly underneath, the intensely bright flash would have been followed by a shock wave that would have rattled the entire ship, and possibly caused minor damage.

The event of this June received little or no notice as far as we can tell. However, if it had occurred at the same latitude just a few hours earlier, the result on human affairs might have been much worse. Imagine that the bright flash accompanied by a damaging shock wave had occurred over India or Pakistan. To our knowledge, neither of those nations have the sophisticated sensors that can determine the difference between a natural NEO impact and a nuclear detonation. The resulting panic in the nuclear-armed and hair-triggered opposing forces could have been the spark that ignited a nuclear horror we have avoided for over a half century. I've just relayed one aspect of NEOs that should worry us all. As more and more nations acquire nuclear weapons-nations without the sophisticated controls and capabilities built up by the United States over the 40 years of Cold War-we should ensure the 30-odd yearly impacts on the upper atmosphere are well understood by all to be just what they are.

A few years ago those of us charged with protecting this Nation's vital space systems, such as the Global Positioning System, became aware of another aspect of the NEO problem. This was the Leonid meteor storm. This particular storm occurs every 33 years. It is caused by the debris from a different type of NEO-a comet. When the earth passes through the path of a comet, it can encounter the dust thrown off by that comet through its progressive passes by the sun. This dust is visible on the earth as a spectacular meteor storm. But our satellites in space can experience the storm as a series of intensely damaging micrometeorite strikes. We know about many of these storms and we have figured out their parent comet sources. But there are some storms arising from comets that are too dim for us to see that can produce "surprise" events. One of these meteor storms has the potential of knocking out some or even most of our earth-orbiting systems. If just one random satellite failure in a pager communications satellite a few years ago seriously disrupted our lives, imagine what losing dozens of satellites could do.

Most people know of the Tunguska NEO strike in Siberia in 1908. An object probably less than 100 meters in diameter struck Siberia, releasing equivalent energy of up to 10 megatons. Many experts believe there were two other smaller events later in the century-one in Central Asia in the 1940s and one in the Amazon in the 1930s. In 1996, our satellite sensors detected a burst over Greenland of approximately 100 kiloton yield. Had any of these struck over a populated area, thousands and perhaps hundreds of thousands might have perished. Experts now tell us that an even worse catastrophe than a land impact of a Tunguska-size event would be an ocean impact near a heavily populated shore. The resulting tidal wave could inundate shorelines for hundreds of miles and potentially kill millions. There are hundreds of thousands of objects the size of the Tunguska NEO that come near the earth. We know the orbits of just a few.

Finally, just about everyone knows of the "dinosaur killer" asteroids. These are objects, a few kilometers across, that strike on time scales of tens of millions of years. While the prospect of such strikes grabs people's attention and make great catastrophe movies, too much focus on these events has, in my opinion, been counterproductive. Most leaders in the United States or elsewhere believe there are more pressing problems than something that may only happen every 50-100 million years. I advocate we focus our energies on the smaller, more immediate threats. This is not to say we do not worry about the large threats. However, I'm reasonably confidant we will find almost all large objects within a decade or less. If we find any that seem to be on a near-term collision course-which I believe unlikely-we can deal with the problem then.

What Should We Do?

First and fo